Michael Yerger v. Barry M. Barbush and Merrill, Lynch, Pierce, Fenner and Smith, NASD 04-07439. Action for breach of fiduciary duty and negligent supervision. Settled in favor of Michael Yerger on October 26, 2005, in an amount required to remain confidential by agreement of the parties. The terms of the agreement can be reviewed by examining the Barry Barbush CRD which appears on the websites of NASD and the Pennsylvania Securities Commission.
Barbara Adams v. Michael A. Randall, State Farm VP Management Corp., and Lynne Little; York County Court of Common Pleas; 2005-SU-2318-Y01; action for breach of fiduciary duty and negligent supervision. Settled in favor of Plaintiff in May, 2006, in an amount to remain confidential. The financial terms may be determined by examining Michael Randall's CRD on the NASD web site or the Pennsylvania Securities Commission web site.