Significant Recent Decisions
Jack G. Bair v. Merrill Lynch Pierce Fenner & Smith and Barry M. Barbush; NASD 05-04460; action for breach of fiduciary duty and unsuitability. This matter was settled following mediation held in Philadelphia, Pa., on December 30, 2005. While the terms are confidential, they may be viewed on Barry Barbush's CRD as available through the websites of NASD and the Pennsylvania Securities Commission.
Klinge Corporation v. RTI Technologies, Inc.; American Arbitration # 14 115 E01202 07; action to recover cost of upkeep of HVAC system not performed by the tenant. $44,734.52 was sought and awarded on May 12, 2008.